Delaware
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3480
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98-0551945
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(State
or other jurisdiction of incorporation or
organization)
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(Primary
Standard Industrial Classification Number)
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(I.R.S.
Employer
Identification
Number)
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Large accelerated filer
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[
]
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Accelerated
filer
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[ ]
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Non-accelerated
filer
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[ ]
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Smaller reporting company
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[X]
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Emerging growth
company
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[X]
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Title
of Each Class of Securities to be Registered
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Amount
to be
Registered (1)
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Proposed
Maximum
Aggregate
Offering Price (2)
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Amount
of
Registration
Fee (3)
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Common Stock, par
value $0.0001 per share
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9,578,255
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(3)
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$
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38,456,693
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$
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4,660.96
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(4)
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(1)
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In accordance with
Rule 416 under the Securities Act of 1933, as amended (the
“Securities
Act”), the shares of common stock being registered
hereunder include such indeterminate number of shares of common
stock as may be issuable with respect to the shares being
registered hereunder as a result of stock splits, stock dividends
or similar transactions.
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(2)
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Estimated solely
for the purpose of calculating the registration fee in accordance
with Rule 457(c) under the Securities Act, based on the average of
the high and low prices of the Registrant’s common stock on
the OTCQB Venture Market on November 26, 2018.
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(3)
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Consists of (i)
4,561,074 shares of common stock currently outstanding and held by
the selling stockholders identified herein, (ii) 4,561,074
shares of common stock issuable upon exercise of common stock
purchase warrants currently held by the selling stockholders
identified herein, and (iii) 456,107 shares of common stock
issuable upon exercise of common stock purchase warrants held by
the placement agents and their designees identified
herein.
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(4)
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Previously
paid.
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Exhibit
Number
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Description
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Stock Purchase
Agreement, dated March 22, 2017, by and between Wrap Technologies,
LLC, Petro River Oil Corp., and Megawest Energy Montana Corp.
Incorporated by reference to Exhibit 2.1 to the Registration
Statement on Form S-1, filed on April 17, 2017.
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Merger Agreement
between Wrap Technologies, LLC and Megawest Energy Montana Corp.,
dated March 30, 2017. Incorporated by reference to Exhibit 2.2 to
the Registration Statement on Form S-1, filed on April 17,
2017.
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Amended and
Restated Certificate of Incorporation of the Registrant.
Incorporated by reference to Exhibit 3.1 to the Registration
Statement on Form S-1, filed on April 17, 2017.
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Bylaws of the
Registrant. Incorporated by reference to Exhibit 3.2 to the
Registration Statement on Form S-1, filed on April 17,
2017.
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Form of Common
Stock Certificate. Incorporated by reference to Exhibit 4.1 to
Amendment No. 1 to the Registration Statement on Form S-1, filed on
May 30, 2017.
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Form of Lock-Up
Agreement, dated November 20, 2017. Incorporated by reference to
Exhibit 99.1 to Form 8-K filed on November 22, 2017.
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Form of Investor
Warrant, dated October 30, 2018. Incorporated by reference to
Exhibit 4.1 to the Current Report on Form 8-K, filed on November 5,
2018.
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Form of Placement
Agent Warrant, dated October 30, 2018. Incorporated by reference to
Exhibit 4.2 to the Current Report on Form 8-K, filed on November 5,
2018.
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Opinion of
Disclosure Law Group, a Professional Corporation
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Amended and
Restated Intellectual Property License Agreement, dated September
30, 2016, by and between Wrap Technologies, LLC and Syzygy
Licensing LLC. Incorporated by reference to Exhibit 10.1 to the
Registration Statement on Form S-1, filed on April 17,
2017.
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2017 Equity
Compensation Plan. Incorporated by reference to Exhibit 10.2 to the
Registration Statement on Form S-1, filed on April 17,
2017.
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Form
of Placement Agent Agreement, dated October 30, 2018. Incorporated
by reference to Exhibit 10.1 to the Current Report on Form 8-K,
filed on November 5, 2018.
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Form
of Registration Rights Agreement, dated October 30, 2018.
Incorporated by reference to Exhibit 10.2 to the Current Report on
Form 8-K, filed on November 5, 2018.
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Code of Ethics of
the Registrant Applicable to Directors, Officers And Employees.
Incorporated by reference to Exhibit 14.1 to the Quarterly Report
on Form 10-Q, filed on November 9, 2018.
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Consent of
Disclosure Law Group, a Professional Corporation
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Consent of
Independent Registered Public Accounting Firm - Rosenberg Rich Baker
Berman, P.A, filed herewith
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Power of Attorney
(located on signature page)
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Wrap
Technologies, Inc.
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By:
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/s/ David
Norris
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David
Norris
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President
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Name
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Position
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Date
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/s/
*
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President
and Director
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December
6, 2018
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David
Norris
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(Principal
Executive Officer)
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/s/
*
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Chief
Financial Officer, Secretary,
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December
6, 2018
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James
A. Barnes
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Treasurer
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(Principal
Accounting Officer)
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/s/
*
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Executive
Chairman of Board
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December
6, 2018
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Scot
Cohen
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/s/
*
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Director
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December
6, 2018
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Michael
Parris
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/s/
*
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Director
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December
6, 2018
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Patrick
Kinsella
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/s/
*
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Director
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December
6, 2018
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Wayne
R. Walker
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